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SEC – Important Reminders

By Kerwin Tan
– posted 6 months ago

Don’t miss these upcoming deadlines on May 15, 2026:
• SEC Form 52-AR (Brokers & Dealers)
• SEC Form 17-A (with AFS)
📄 You may also use the 2020 GIS Form via eFAST until May 15 while setting up your eSECURE account.

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SEC – Important Reminders

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